AQSE Rule 4.14
AQSE Rule 4.14 – April 2023
An issuer must maintain a website from admission ensuring that the following minimum categories of information are made publicly available, free of charge and kept up to date:
(1) the name of its AQSE Corporate Adviser and other professional advisers;
(2) its place of incorporation (including the company legislation to which the issuer is subject);
(3) its constitution;
(4) its directors and biographical details;
(5) the corporate governance code which the issuer has adopted and, where the issuer has departed from the provisions or principles of the code, a statement explaining that:
(a) it has not complied with all relevant provisions or principles of its corporate governance code;
(b) those provisions or principles it has not complied with; and
(c) the reasons for non-compliance.
(6) in respect of the admitted securities:
(a) the number of securities in issue and the percentage of securities that are in public hands pursuant to rule 2.12;
(b) the particulars of any outstanding instruments issued by the issuer convertible into, or conferring a right to subscribe for, the admitted securities, and the amount and percentage of immediate dilution assuming full exercise of rights of conversion;
(c) a list of the shareholders holding more than five per cent of the issuer’s share capital or voting rights and the percentage held by such shareholders;
(d) any restrictions on their transfer;
(e) details of the exchanges or trading platforms on which they are admitted to trading;
(7) its announcements for the previous 5 years;
(8) its published annual reports for the previous 5 years;
(9) its published interim financial results for the previous 5 years;
(10) the admission document, growth prospectus or prospectus relied on for admission; and
(11) circulars sent to shareholders for the previous 5 years.