Slide 1
Corporates Online Website and IT Services

Corporates Online

Investor Relations Websites
AQSE RULE 4.14 COMPLIANCE
Slide 1
Corporates Online Website and IT Services

Corporates Online

Investor Relations Websites
AQSE RULE 4.14 COMPLIANCE

AQSE Rule 4.14

AQSR Rule 4.14 – April 2023

An issuer must maintain a website from admission ensuring that the following minimum categories of information are made publicly available, free of charge and kept up to date:

(1) the name of its AQSE Corporate Adviser and other professional advisers;

(2) its place of incorporation (including the company legislation to which the issuer is subject);

(3) its constitution;

(4) its directors and biographical details;

(5) the corporate governance code which the issuer has adopted and, where the issuer has departed from the provisions or principles of the code, a statement explaining that:

(a) it has not complied with all relevant provisions or principles of its corporate governance code;

(b) those provisions or principles it has not complied with; and

(c) the reasons for non-compliance.

(6) in respect of the admitted securities:

(a) the number of securities in issue and the percentage of securities that are in public hands pursuant to rule 2.12;

(b) the particulars of any outstanding instruments issued by the issuer convertible into, or conferring a right to subscribe for, the admitted securities, and the amount and percentage of immediate dilution assuming full exercise of rights of conversion;

(c) a list of the shareholders holding more than five per cent of the issuer’s share capital or voting rights and the percentage held by such shareholders;

(d) any restrictions on their transfer;

(e) details of the exchanges or trading platforms on which they are admitted to trading;

(7) its announcements for the previous 5 years;

(8) its published annual reports for the previous 5 years;

(9) its published interim financial results for the previous 5 years;

(10) the admission document, growth prospectus or prospectus relied on for admission; and

(11) circulars sent to shareholders for the previous 5 years.

 

(Source AQSE Growth Market Rules – April 2023)

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